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Introducing Compliance Management: Where the Close Meets Compliance

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Our Speakers

Chris Sluty headshot
Chris Sluty

Co-Founder and Chief Product Officer,

Marc Reicher headshot
Marc Reicher

Senior Product Manager,

Brandon Peters headshot
Brandon Peters

Director of SOX Compliance and Head of Internal Audit,
a.k.a. Brands

Introducing Compliance Management: Where the Close Meets Compliance

In a recent 2023 FloQast survey of over 350 accounting professionals, 63% of the respondents report not knowing if they have sufficient people in place to support their control and compliance function, and 70% reported being not fully automated to meet the demands of a continually evolving compliance landscape.

More organizations are implementing compliance programs due to increased and changing regulatory oversight and to combat the risk of fraud. The stakes are higher than ever. 

Whether you are a public organization under SOX regulations, seeking an IPO, or even a private organization with audit findings, these programs are highly scrutinized, labor-intensive, and costly to build and maintain.  

Join Brandon Peters, Director of SOX Compliance and Head of Internal Audit at a.k.a. Brands, Chris Sluty, Co-Founder and Chief Product Officer, and Marc Reicher, Senior Product Manager at FloQast, to understand how a.k.a. Brands modernized their compliance program. 

With this session, you will learn how to:

  • Get your compliance program up and running in weeks, not months
  • Have real-time visibility and gain confidence in the operating effectiveness of your controls environment
  • Implement continuous controls to capture and automate the PBC process
  • Increase accountability to control owners
  • Drive a more virtual audit
  • On-board auditors on procedures beyond providing an outdated process narrative

Finance, Accounting, and Audit can now all work as a unified team which streamlines your entire compliance program, reduces risk, improves overall compliance posture, and delivers more efficient audits. 

Recommended field of study: Accounting, FP&A
Prerequisite: None
Program Level: Basic
Advanced Preparation Required: None
Delivery Method: Group Internet Base